SEBI Disclosures

This page contains all the regulatory disclosures required to be displayed on the website.

Regulatory Complaints Disclosure

Data as of last month ending : March 31st, 2025

^ Average Resolution time is the sum total of time taken to resolve each complaint in days, in the current month divided by total number of complaints resolved in the current month.

Trend of Monthly Disposals of Complaints

Trend of Yearly Disposals of Complaints

Disclosure w.r.t. compliance with annual compliance audit requirement under Regulation 19(3) SEBI (INVESTMENT ADVISORS) regulations, 2013, for last and current year are as under

 

Sr. No.

Financial

Year

Compliance Audit

Status

Remarks,

If Any

1 FY 2020-21 Conducted NA
2 FY 2021-22 Conducted

NA

3 FY 2022-23 Conducted NA
4 FY 2023-24 Conducted NA
       

 

 

Investor Charter for Investment Advisory

GRIEVANCE REDRESSAL / ESCALATION MATRIX

Details of designation Contact Address where the physical address location Contact & Email
Cutomer Care      
Head of customer care      
Compliance officer Tharini B 1st floor, Gopalan Innovation Mall, Bannerghatta Road 560076

9884540228

[email protected]

CEO Mithun Aswath 1st floor, Gopalan Innovation Mall, Bannerghatta Road 560076

9900020317

[email protected] 

Principal Officer Mithun Aswath 1st floor, Gopalan Innovation Mall, Bannerghatta Road 560076

9900020317

[email protected] 

WORKING HOURS WHEN COMPLAINANT CAN CALL: 10:00 AM to 5:00 PM