SEBI Disclosures

This page contains all the regulatory disclosures required to be displayed on the website.

Regulatory Complaints Disclosure

Data as of last month ending : November 30th, 2024

^ Average Resolution time is the sum total of time taken to resolve each complaint in days, in the current month divided by total number of complaints resolved in the current month.

Trend of Monthly Disposals of Complaints

Trend of Yearly Disposals of Complaints

Disclosure w.r.t. compliance with annual compliance audit requirement under Regulation 19(3) SEBI (INVESTMENT ADVISORS) regulations, 2013, for last and current year are as under

 

Sr. No.

Financial

Year

Compliance Audit

Status

Remarks,

If Any
1 FY 2020-21 Conducted NA
2 FY 2021-22 Conducted

NA
3 FY 2022-23 Conducted NA
4 FY 2023-24 Conducted NA
       

 

 

Investor Charter for Investment Advisory

GRIEVANCE REDRESSAL / ESCALATION MATRIX

DETAILS OF DESIGNATION: Principal Officer

CONTACT PERSON NAME: Mithun Aswath

PHYSICAL ADDRESS LOCATION: Kivah Advisors, 1st floor, Gopalan Mall, Bannerghatta Main Road

CONTACT NUMBER: 9900020317

EMAIL ID: [email protected]

WORKING HOURS WHEN COMPLAINANT CAN CALL: 9:00 am to 7:00 pm