SEBI Disclosures

This page contains all the regulatory disclosures required to be displayed on the website.

Regulatory Complaints Disclosure

Data as of last month ending : November 30th, 2022

^ Average Resolution time is the sum total of time taken to resolve each complaint in days, in the current month divided by total number of complaints resolved in the current month.

Trend of Monthly Disposals of Complaints

*Inclusive of complaints of previous months resolved in the current month.
#Inclusive of complaints pending as on the last day of the month.

Trend of Yearly Disposals of Complaints

*Inclusive of complaints of previous years resolved in the current year.
#Inclusive of complaints pending as on the last day of the year.

Disclosure w.r.t. compliance with annual compliance audit requirement under Regulation 19(3) SEBI (INVESTMENT ADVISORS) regulations, 2013, for last and current year are as under

 

Sr. No.

Financial

Year

Compliance Audit

Status

Remarks,

If Any

1 FY 2020-21 Conducted NA
2 FY 2021-22 Not Conducted

It will be conducted within

statutory timeline

       
       
       

 

 

Investor Charter for Investment Advisory